Christopher Byron Rogers - Sep 22, 2022 Form 4 Insider Report for PENN Entertainment, Inc. (PENN)

Role
EVP and Chief Strategy Officer
Signature
Harper Ko, Attorney-in-Fact for Christopher Byron Rogers
Stock symbol
PENN
Transactions as of
Sep 22, 2022
Transactions value $
-$145,525
Form type
4
Date filed
9/26/2022, 04:05 PM
Previous filing
Mar 3, 2022
Next filing
Jan 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PENN Common Stock Options Exercise $0 +4.99K +19.38% $0.00 30.8K Sep 22, 2022 Direct F1
transaction PENN Common Stock Disposed to Issuer -$146K -4.99K -16.23% $29.14 25.8K Sep 22, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PENN Phantom Stock Units Options Exercise -4.99K -46.67% 5.71K Sep 22, 2022 Common Stock 4.99K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. The phantom stock units vest in three installments as follows: 3,568 phantom stock units vested on September 22, 2021, 4,994 phantom stock units vested on September 22, 2022 and 5,707 phantom stock units vest on September 22, 2023.