Jack Schuler - Aug 25, 2022 Form 4 Insider Report for Aspira Women's Health Inc. (AWH)

Role
10%+ Owner
Signature
/s/ Jack W. Schuler
Stock symbol
AWH
Transactions as of
Aug 25, 2022
Transactions value $
$0
Form type
4
Date filed
8/29/2022, 05:37 PM
Previous filing
Aug 16, 2022
Next filing
May 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWH Common Stock, par value $0.001 Purchase +133K +0.53% 25.5M Aug 25, 2022 See footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AWH Warrants (Right to buy) Purchase +133K 133K Aug 25, 2022 Common Stock, par value $0.001 133K $0.88 See footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit.
F2 These shares of common stock and warrants are directly held by the Jack W. Schuler Living Trust. Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust.
F3 The terms of the warrants prohibit the holder from exercising the warrants to the extent that the exercise would result in the holder and its affiliates beneficially owning more than 4.99% (or, at the election of the holder and after 61 days' advance notice to the Issuer, 9.99%) of the outstanding shares of common stock. As such, as of the date of the filing of this Form 4, none of the warrants owned by the Reporting Person are currently exercisable.