Kevin Damour - 28 Jun 2022 Form 4 Insider Report for Brooklyn ImmunoTherapeutics, Inc. (ERNA)

Signature
/s/ Kevin D'Amour
Issuer symbol
ERNA
Transactions as of
28 Jun 2022
Net transactions value
-$3,363
Form type
4
Filing time
29 Jun 2022, 20:01:50 UTC
Previous filing
17 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ERNA Common Stock Options Exercise +17,573 17,573 28 Jun 2022 Direct F1
transaction ERNA Common Stock Tax liability $3,363 -6,077 -35% $0.5534* 11,496 28 Jun 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ERNA Restricted Stock Units Options Exercise $0 -17,573 -25% $0.000000 52,717 28 Jun 2022 Common Stock 17,573 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit converts into one share of common stock.
F2 On June 28, 2021, the reporting person was granted 70,290 restricted stock units, vesting in four substantially equal installments beginning on the first anniversary of the grant date.