Sandra M. Gurrola - 21 Jun 2022 Form 4 Insider Report for Brooklyn ImmunoTherapeutics, Inc. (ERNA)

Signature
/s/ Sandra Gurrola
Issuer symbol
ERNA
Transactions as of
21 Jun 2022
Net transactions value
-$1,709
Form type
4
Filing time
23 Jun 2022, 20:31:02 UTC
Previous filing
17 Mar 2022
Next filing
23 Jun 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ERNA Common Stock Options Exercise +8,750 +107% 16,953 21 Jun 2022 Direct F1
transaction ERNA Common Stock Tax liability $1,709 -3,586 -21% $0.4765* 13,367 21 Jun 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ERNA Restricted Stock Units Options Exercise $0 -8,750 -25% $0.000000 26,250 21 Jun 2022 Common Stock 8,750 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit converts into one share of common stock.
F2 On June 21, 2021, the reporting person was granted 35,000 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.