Jonathan M. Rothberg - Jun 14, 2022 Form 4 Insider Report for Quantum-Si Inc (QSI)

Role
Interim CEO, Director, 10%+ Owner
Signature
/s/ Samantha Silver, Attorney-in-Fact
Stock symbol
QSI
Transactions as of
Jun 14, 2022
Transactions value $
$79,175
Form type
4
Date filed
6/16/2022, 05:08 PM
Previous filing
Jun 13, 2022
Next filing
Jun 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QSI Class A Common Stock Purchase $79.2K +25.6K +1.01% $3.10 2.57M Jun 14, 2022 Direct F1
holding QSI Class A Common Stock 6.23M Jun 14, 2022 By 2012 JMR Trust Common, LLC F2
holding QSI Class A Common Stock 1.25M Jun 14, 2022 By NVR TR, LLC F2, F3
holding QSI Class A Common Stock 1.25M Jun 14, 2022 By JNR TR, LLC F2, F3
holding QSI Class A Common Stock 1.25M Jun 14, 2022 By JAR TR, LLC F2, F3
holding QSI Class A Common Stock 1.25M Jun 14, 2022 By GBR TR, LLC F2, F3
holding QSI Class A Common Stock 1.25M Jun 14, 2022 By EJR TR, LLC F2, F3
holding QSI Class A Common Stock 1.92M Jun 14, 2022 By 23rd Century Capital LLC F2
holding QSI Class A Common Stock 273K Jun 14, 2022 By Bonnie E Gould Rothberg MD F2
holding QSI Class B Common Stock 17.9M Jun 14, 2022 By 4C Holdings I, LLC F2
holding QSI Class B Common Stock 1.99M Jun 14, 2022 By 4C Holdings V, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $3.065 to $3.1261 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F2 Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.
F3 Shares previously held by 2012 JMR Trust Common, LLC that were distributed to NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC.