Ph.D. Jonathan M. Rothberg - 14 Jun 2022 Form 4 Insider Report for Quantum-Si Inc (QSI)

Role
Interim CEO, Director, 10%+ Owner
Signature
/s/ Samantha Silver, Attorney-in-Fact
Issuer symbol
QSI
Transactions as of
14 Jun 2022
Net transactions value
+$79,175
Form type
4
Filing time
16 Jun 2022, 17:08:14 UTC
Previous filing
13 Jun 2022
Next filing
22 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QSI Class A Common Stock Purchase $79,175 +25,561 +1% $3.10 2,568,443 14 Jun 2022 Direct F1
holding QSI Class A Common Stock 6,230,108 14 Jun 2022 By 2012 JMR Trust Common, LLC F2
holding QSI Class A Common Stock 1,250,000 14 Jun 2022 By NVR TR, LLC F2, F3
holding QSI Class A Common Stock 1,250,000 14 Jun 2022 By JNR TR, LLC F2, F3
holding QSI Class A Common Stock 1,250,000 14 Jun 2022 By JAR TR, LLC F2, F3
holding QSI Class A Common Stock 1,250,000 14 Jun 2022 By GBR TR, LLC F2, F3
holding QSI Class A Common Stock 1,250,000 14 Jun 2022 By EJR TR, LLC F2, F3
holding QSI Class A Common Stock 1,917,067 14 Jun 2022 By 23rd Century Capital LLC F2
holding QSI Class A Common Stock 273,422 14 Jun 2022 By Bonnie E Gould Rothberg MD F2
holding QSI Class B Common Stock 17,943,750 14 Jun 2022 By 4C Holdings I, LLC F2
holding QSI Class B Common Stock 1,993,750 14 Jun 2022 By 4C Holdings V, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $3.065 to $3.1261 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F2 Dr. Rothberg is the sole manager of 4C Holdings I, LLC, 4C Holdings V, LLC, 2012 JMR Trust Common, LLC, NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC. Dr. Rothberg is the spouse of Bonnie E. Gould Rothberg MD and Dr. Rothberg's son is the manager of 23rd Century Capital LLC. Dr. Rothberg disclaims beneficial ownership of the shares held by his spouse and 23rd Century Capital LLC.
F3 Shares previously held by 2012 JMR Trust Common, LLC that were distributed to NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, GBR TR, LLC and EJR TR, LLC.