Rifat Pamukcu - May 16, 2022 Form 3 Insider Report for Aprea Therapeutics, Inc. (APRE)

Role
Director
Signature
/s/ Scott M. Coiante, attorney-in-fact
Stock symbol
APRE
Transactions as of
May 16, 2022
Transactions value $
$0
Form type
3
Date filed
5/26/2022, 04:15 PM
Next filing
Aug 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding APRE Common Stock 1.87K May 16, 2022 Direct
holding APRE Common Stock 10.3K May 16, 2022 By ZNZ Holdings LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding APRE Stock Option (right to buy) May 16, 2022 Common Stock 222K $0.44 Direct
holding APRE Stock Option (right to buy) May 16, 2022 Common Stock 51.2K $0.44 Direct
holding APRE Series A Non-Voting Convertible Preferred Stock May 16, 2022 Common Stock 4.93K Direct F2
holding APRE Series A Non-Voting Convertible Preferred Stock May 16, 2022 Common Stock 27.2K By ZNZ Holdings LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person serves as Managing Partner of ZNZ Holdings LLC.
F2 Following stockholder approval at the Issuer's annual stockholder's meeting, each share of Series A Non-Voting Convertible Preferred Stock is convertible into 10 shares of the Issuer's common stock ("Common Stock") at any time at the option of the holder thereof, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than a specified percentage (to be established by the holder between 4.9% and 19.9%) of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. The Series A Non-Voting Convertible Preferred Stock has no expiration date

Remarks:

Exhibit 24 - Power of Attorney