Michael P. Mckenna - Mar 14, 2022 Form 4 Insider Report for Quantum-Si Inc (QSI)

Role
Chief Operating Officer
Signature
/s/ Christian LaPointe, Ph.D., Attorney-in-Fact
Stock symbol
QSI
Transactions as of
Mar 14, 2022
Transactions value $
-$26,374
Form type
4
Date filed
3/16/2022, 09:03 PM
Previous filing
Sep 2, 2021
Next filing
Jun 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QSI Class A Common Stock Sale -$26.4K -6.58K -0.75% $4.01 871K Mar 14, 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QSI Stock Option (right to buy) Award $0 +500K $0.00 500K Mar 15, 2022 Class A Common Stock 500K $3.86 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted on March 12, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement.
F2 Represents the weighted average sales price per share. The shares sold at prices ranging from $3.95 to $4.12 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3 Includes 59,811 RSUs. Each RSU represents the right to receive one share of common stock upon vesting. 19,939 RSUs vested on March 12, 2022, with 59,811 RSUs vesting in 12 equal quarterly installments thereafter, subject to Dr. McKenna's continued service through the applicable vesting date.
F4 The shares underlying this option vest in equal monthly installments of 2.083% for 48 months beginning on March 31, 2022, subject to Dr. McKenna's continued service through the applicable vesting date.