Massachusetts Mutual Life Insurance Co - Nov 1, 2021 Form 4 Insider Report for Invesco Ltd. (IVZ)

Role
10%+ Owner
Signature
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY By: /s/ Jaime Genua Name: Jaime Genua Title: Assistant Secretary
Stock symbol
IVZ
Transactions as of
Nov 1, 2021
Transactions value $
$78,415,593
Form type
4
Date filed
3/8/2022, 07:01 PM
Previous filing
Oct 8, 2021
Next filing
Oct 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Purchase $198K +7.58K $26.15 7.58K Nov 1, 2021 Direct F1, F2
transaction IVZ Common Shares Purchase $25.7M +1.35M +17800.71% $19.01 1.36M Mar 4, 2022 Direct F2, F3
transaction IVZ Common Shares Purchase $25.7M +1.38M +101.56% $18.65 2.74M Mar 7, 2022 Direct F2, F4
transaction IVZ Common Shares Purchase $20.7M +1.07M +38.96% $19.40 3.8M Mar 8, 2022 Direct F2, F5
transaction IVZ Common Shares Purchase $6.18M +312K +8.22% $19.77 4.11M Mar 8, 2022 Direct F2, F6
holding IVZ Common Shares 75.6M Nov 1, 2021 See footnote F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.11 to $26.20 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 These securities are held directly by Massachusetts Mutual Life Insurance Company.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.73 to $19.23 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.42 to $18.84 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.74 to $19.735 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.74 to $19.86 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F7 These securities are held directly by MM Asset Management Holding LLC. MassMutual Holding LLC is the sole owner of MM Asset Management Holding LLC. Massachusetts Mutual Life Insurance Company is the sole owner of MassMutual Holding LLC.