Bonnie S. Swenson - Jan 1, 2022 Form 3 Insider Report for Venture Lending & Leasing IX, Inc. (N/A)

Role
Other*, 10%+ Owner
Signature
/s/ Christian Carlson, Attorney-in-Fact
Stock symbol
N/A
Transactions as of
Jan 1, 2022
Transactions value $
$0
Form type
3
Date filed
3/7/2022, 06:39 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding N/A Common Shares 217 Jan 1, 2022 Membership Interest F1, F2
holding N/A Common Shares 74 Jan 1, 2022 Membership Interest F3, F4
holding N/A Common Shares 100K Jan 1, 2022 Shared Dispositive Power F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 217/100,000 outstanding.
F2 Membership interest (through a trust) in sole shareholder of the Issuer.
F3 74/100,000 outstanding.
F4 Membership interest in investment adviser to the Issuer; membership interest in sole shareholder of the Issuer.
F5 100,000/100,000 outstanding.
F6 Control person of investment adviser to the Issuer, with shared dispositive power over 100% of Issuer's shares.

Remarks:

Power of Attorney provided herewith. Ms. Swenson is a control person of the investment adviser to the Issuer and a control person of the sole shareholder of the Issuer.