Haiping Dun - 02 Mar 2022 Form 4 Insider Report for ACM Research, Inc. (ACMR)

Role
Director
Signature
/s/ Mark L. Johnson, Attorney-in-Fact for Haiping Dun
Issuer symbol
ACMR
Transactions as of
02 Mar 2022
Net transactions value
-$67.26
Form type
4
Filing time
04 Mar 2022, 16:26:47 UTC
Next filing
11 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ACMR Class A Common Stock Options Exercise $18,750 +12,500 +4.4% $1.50* 297,530 02 Mar 2022 Direct F1
transaction ACMR Class A Common Stock Tax liability $18,817 -231 -0.08% $81.46* 297,299 02 Mar 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ACMR Stock Option Options Exercise $0 -12,500 -7.5% $0.000000 154,167 02 Mar 2022 Class A Common Stock 12,500 $1.50 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 2, 2022, the reporting person exercised, by net exercise, a previously issued stock option to purchase 12,500 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 231 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on March 1, 2022 of $81.46, and issuing to the reporting person the remaining 12,269 shares of Class A Common Stock.
F2 The option is fully vested and exercisable.