Joseph Y. Bae - Dec 31, 2021 Form 5 Insider Report for KKR & Co. Inc. (KKR)

Role
Co-Chief Executive Officer, Director
Signature
/s/ Christopher Lee, Attorney-in-fact
Stock symbol
KKR
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/11/2022, 05:13 PM
Previous filing
Dec 10, 2021
Next filing
May 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KKR Common Stock Gift $0 -50K -10% $0.00 450K Dec 13, 2021 See footnote F1
transaction KKR Common Stock Gift $0 -100K -22.22% $0.00 350K Dec 14, 2021 See footnote F1
holding KKR Common Stock 3.5M Dec 31, 2021 Direct
holding KKR Common Stock 1.48K Dec 31, 2021 By Trust
holding KKR Common Stock 7.17K Dec 31, 2021 By Limited Liability Company
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 5 reports the donation of an aggregate of 150,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to charitable foundations in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 350,000 shares of common stock for future donations.

Remarks:

Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly held, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.