DAVID GOLDFARB - 25 Jan 2022 Form 4 Insider Report for HCM Acquisition Corp

Role: Director
Signature: /s/ David Goldfarb, by James Bond, Attorney-in-Fact
Issuer symbol: N/A
Transactions as of: 25 Jan 2022
Net transactions value: +$50
Form type: 4
Filing time: 27 Jan 2022, 15:55:19 UTC
Previous filing: 20 Jan 2022
Next filing: 22 Mar 2024
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HCMA	Class B Ordinary Shares	Other	$50	+25,000		$0.002000^*	25,000	25 Jan 2022	Class A Ordinary Shares	25,000		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Class B ordinary shares are automatically convertible into the shares of the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. The Class B ordinary shares are subject to forfeiture under certain circumstances relating to Mr. Goldfarb's service on the Issuer's Board of Directors.
F2	As contemplated by the securities purchase agreement between HCM Investor Holdings, LLC (the "Sponsor") and Mr. Goldfarb, dated January 25, 2022, the Sponsor assigned 25,000 Class B ordinary shares to Mr. Goldfarb in connection with Mr. Goldfarb's appointment to the Issuer's Board of Directors.

Content

The Class B ordinary shares are automatically convertible into the shares of the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. The Class B ordinary shares are subject to forfeiture under certain circumstances relating to Mr. Goldfarb's service on the Issuer's Board of Directors.

As contemplated by the securities purchase agreement between HCM Investor Holdings, LLC (the "Sponsor") and Mr. Goldfarb, dated January 25, 2022, the Sponsor assigned 25,000 Class B ordinary shares to Mr. Goldfarb in connection with Mr. Goldfarb's appointment to the Issuer's Board of Directors.