Shawn Matthews - Jan 25, 2022 Form 4 Insider Report for HCM Acquisition Corp (HCMA)

Role
Chairman and CEO, Director, 10%+ Owner
Signature
/s/ Shawn Matthews, by James Bond, Attorney-in-Fact
Stock symbol
HCMA
Transactions as of
Jan 25, 2022
Transactions value $
-$150
Form type
4
Date filed
1/27/2022, 03:55 PM
Previous filing
Jan 20, 2022
Next filing
Mar 22, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCMA Class B Ordinary Shares Other -$150 -75K -0.75% $0.00* 9.99M Jan 25, 2022 Class A Ordinary Shares 75K See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B ordinary shares are automatically convertible into the shares of the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
F2 In connection with the Issuer's initial public offering and the appointment of Steven Bischoff, David Goldfarb, and Jacob Loveless to the Issuer's Board of Directors, HCM Investor Holdings, LLC (the "Sponsor") assigned 25,000 Class B ordinary shares to each of Steven Bischoff, David Goldfarb, and Jacob Loveless.
F3 These Class B ordinary shares are held directly by the Sponsor, acquired pursuant to a subscription agreement dated as of February 10, 2021 by and among the Sponsor and the registrant and a share capitalization authorized by the SPAC on January 5, 2022. Shawn Matthews, the Chairman and Chief Executive Officer of the registrant, is the managing member of the Sponsor. Mr. Matthews has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Matthews disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have any pecuniary interest.