Christopher Byron Rogers - 01 Jan 2022 Form 3 Insider Report for PENN NATIONAL GAMING INC (PENN)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
05 Jan 2022, 17:00:42 UTC
Next SEC filing
05 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Cameron Williams, Attorney-In-Fact for Christopher Byron Rogers

Key filing fact

Christopher Byron Rogers filed Form 3 for PENN NATIONAL GAMING INC (PENN) on 05 Jan 2022.

Key facts

  • This page summarizes Christopher Byron Rogers's Form 3 filing for PENN NATIONAL GAMING INC (PENN).
  • 0 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 05 Jan 2022, 17:00.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PENN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
23,820
Date
01 Jan 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PENN holding Derivative

Stock Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,074
Exercise price
$14.10
Footnotes
F1
PENN holding Derivative

Stock Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,584
Exercise price
$30.74
Footnotes
F2
PENN holding Derivative

Stock Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
24,290
Exercise price
$19.45
Footnotes
F3
PENN holding Derivative

Stock Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
23,485
Exercise price
$26.14
Footnotes
F4
PENN holding Derivative

Stock Options (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,272
Exercise price
$80.89
Footnotes
F5
PENN holding Derivative

Phantom Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,701
Exercise price
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The stock options vested in four equal annual installments beginning on January 4, 2018.

Footnote F2

The stock options vest in four equal annual installments beginning on January 3, 2019.

Footnote F3

The stock options vest in four equal annual installments beginning on January 3, 2020.

Footnote F4

The stock options vest in four equal annual installments beginning on January 3, 2021.

Footnote F5

The stock options vest in four equal annual installments beginning on January 5, 2022.

Footnote F6

Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. The phantom stock units vest in two installments as follows: 4,994 phantom stock units vest on September 22, 2022 and 5,707 phantom stock units vest on September 22, 2023.

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