Scott C. Nuttall - Dec 9, 2021 Form 4 Insider Report for KKR & Co. Inc. (KKR)

Role
Co-Chief Executive Officer, Director
Signature
/s/ Christopher Lee, Attorney-in-fact
Stock symbol
KKR
Transactions as of
Dec 9, 2021
Transactions value $
$0
Form type
4
Date filed
12/10/2021, 04:08 PM
Previous filing
Oct 12, 2021
Next filing
Jan 3, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KKR Restricted Holdings Units +Grant/Award $0 +7,500,000 $0.00 7,500,000 Dec 9, 2021 Common Stock 7,500,000 Direct F1

Explanation of Responses:

Id Content
F1 Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.