Kathleen Sereda Glaub - Nov 4, 2021 Form 3 Insider Report for IO Biotech, Inc. (IOBT)

Role
Director
Signature
/s/ Brian Burkavage, Attorney-in-Fact for Kathleen Sereda Glaub
Stock symbol
IOBT
Transactions as of
Nov 4, 2021
Transactions value $
$0
Form type
3
Date filed
11/4/2021, 09:32 PM
Next filing
May 31, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding IOBT Warrants (Right to Buy) Nov 4, 2021 Common Stock 4.9K $16.86 Direct F1, F2
holding IOBT Warrants (Right to Buy) Nov 4, 2021 Common Stock 12.9K $12.64 Direct F2, F3
holding IOBT Warrants (Right to Buy) Nov 4, 2021 Common Stock 1.18K $19.62 Direct F2, F3
holding IOBT Warrants (Right to Buy) Nov 4, 2021 Common Stock 12.6K $12.64 Direct F2, F3
holding IOBT Warrants (Right to Buy) Nov 4, 2021 Common Stock 48.8K $12.64 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These Warrants vested in 25% annual increments on December 31 of each year following the November 7, 2017 grant date.
F2 Warrants expire in annual increments on the fifth anniversary of the vesting date.
F3 These Warrants vest in 1/48 monthly increments after the May 27, 2021 vesting commencement date, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control.
F4 These Warrants vest in 1/48 monthly increments after October 15, 2021 vesting commencement date, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney