Riley Exploration Group, LLC - 13 Oct 2021 Form 4 Insider Report for Riley Exploration Permian, Inc. (REPX)

Role
10%+ Owner
Signature
Riley Exploration Group, LLC /s/ Bryan H. Lawrence, Manager Yorktown Energy Partners IV, L.P., By: Yorktown IV Company LLC, its general partner
Issuer symbol
REPX
Transactions as of
13 Oct 2021
Net transactions value
$0
Form type
4
Filing time
15 Oct 2021, 19:28:32 UTC
Previous filing
30 Jul 2021
Next filing
18 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction REPX Common Stock, par value $0.001 per share Other -800,771 -19% 3,485,779 13 Oct 2021 Direct F1, F2
transaction REPX Common Stock, par value $0.001 per share Other +100,482 100,482 13 Oct 2021 Direct F1, F3
transaction REPX Common Stock, par value $0.001 per share Other +615,784 615,784 13 Oct 2021 Direct F1, F4
transaction REPX Common Stock, par value $0.001 per share Other +84,505 84,505 13 Oct 2021 Direct F1, F5
holding REPX Common Stock, par value $0.001 per share 390,860 13 Oct 2021 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.
F2 Shares owned directly by REG. Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") collectively own approximately 98.93% of REG. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII. Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.
F3 Shares owned directly by Yorktown IV. Yorktown IV Company LLC is the sole general partner of Yorktown IV.
F4 Shares owned directly by Yorktown V. Yorktown V Company LLC is the sole general partner of Yorktown V.
F5 Shares owned directly by Yorktown VI. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI.
F6 Shares owned directly by Yorktown X. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Remarks:

This Form 4 is the first of two filings by Riley Exploration Group, LLC. Yorktown VIII Associates LLC, Yorktown Energy Partners IX, L.P., Yorktown IX Associates LLC, Yorktown Energy Partners X, L.P., and Yorktown X Associates LLC (the "Other Filers") are also reporting persons. Since the SEC's filing system will not accept CIK and CCC codes from more than ten joint filers of a report, the Other Filers have filed a separate Form 4 that relates to the same securities reported herein. Thus, in total, there are 15 joint filers: the Other Filers and each person that is a signatory to this Form 4.