ADVENT INTERNATIONAL, L.P. - 05 Oct 2021 Form 4 Insider Report for First Watch Restaurant Group, Inc. (FWRG)

Role
10%+ Owner
Signature
ADVENT INTERNATIONAL CORPORATION, By: /s/ Neil Crawford, Name: Neil Crawford, Title: Director, Fund Administration
Issuer symbol
FWRG
Transactions as of
05 Oct 2021
Net transactions value
$0
Form type
4
Filing time
07 Oct 2021, 20:16:10 UTC
Previous filing
06 Oct 2021
Next filing
12 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FWRG Common Stock Conversion of derivative security +3,156,812 +7% 48,170,596 05 Oct 2021 See Notes F1, F2, F3, F6
transaction FWRG Common Stock Other -48,170,596 -100% 0 05 Oct 2021 See Notes F2, F3, F4, F6
holding FWRG Common Stock 46,739,784 05 Oct 2021 See Notes F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FWRG Preferred Stock Conversion of derivative security -266,668 -100% 0 05 Oct 2021 Common Stock 3,156,812 See Notes F1, F2, F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 See Exhibit 99.1 for text of footnote (1).
F2 See Exhibit 99.1 for text of footnote (2).
F3 See Exhibit 99.1 for text of footnote (3).
F4 See Exhibit 99.1 for text of footnote (4).
F5 See Exhibit 99.1 for text of footnote (5).
F6 See Exhibit 99.1 for text of footnote (6).

Remarks:

Exhibit 99.1 (Footnotes to Form 4) and Exhibit 99.2 (Signatures and Joint Filer Information) are incorporated by reference. Form 2 of 3: This Form 4 is the second of three Forms 4 being filed relating to the same event. The Form 4 has been split into multiple filings because there are more than 10 Reporting Persons total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 will be filed by Designated Filer Advent International Corporation.