Norman H. Pessin - Oct 4, 2021 Form 3 Insider Report for PRECISION OPTICS CORPORATION, INC. (POCI)

Role
10%+ Owner
Signature
/s/ Norman H. Pessin
Stock symbol
POCI
Transactions as of
Oct 4, 2021
Transactions value $
$0
Form type
3
Date filed
10/6/2021, 09:57 AM
Previous filing
Oct 5, 2021
Next filing
Feb 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding POCI Common Stock 35K Oct 4, 2021 Direct F1
holding POCI Common Stock 1.43M Oct 4, 2021 Direct F1, F2
holding POCI Common Stock 1.11M Oct 4, 2021 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3 is filed jointly by Norman H. Pessin, Brian L. Pessin and Sandra F. Pessin (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group, that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his or her pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose.
F2 Shares beneficially owned by Sandra F. Pessin, Norman H. Pessin's spouse. Norman H. Pessin expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3 Shares beneficially owned by Brian L. Pessin. Norman H. Pessin and Sandra F. Pessin expressly disclaim beneficial ownership of such shares.