| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KKR | Common Stock | +Options Exercise | +375,000 | +17.08% | 2,570,346 | Oct 1, 2021 | Direct | F1 | ||
| transaction | KKR | Common Stock | -Tax liability | -$13,099,854 | -215,175 | -8.37% | $60.88 | 2,355,171 | Oct 1, 2021 | Direct | |
| holding | KKR | Common Stock | 750,000 | Oct 1, 2021 | See Footnote | F2 | |||||
| holding | KKR | Common Stock | 6,722 | Oct 1, 2021 | By Trust | ||||||
| holding | KKR | Common Stock | 2,782 | Oct 1, 2021 | By Limited Liability Company |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KKR | Restricted Stock Units | -Options Exercise | $0 | -375,000 | -45.45% | $0.00 | 450,000 | Oct 1, 2021 | Common Stock | 375,000 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022. |
| F2 | These shares of common stock are being held by a limited partnership controlled by the Reporting Person solely for purposes of future charitable donations. |
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.