Keri Davis - 24 Sep 2021 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Reporting relationship: CFO and Treasurer
Issuer ticker: GECC
Reported as of: 24 Sep 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 28 Sep 2021, 19:31:52 UTC
Next SEC filing: 31 Mar 2023
Source filing: View source filing
Reporting owner signature: /s/ Adam M. Kleinman, attorney-in-fact

Key filing fact

Keri Davis filed Form 4 for Great Elm Capital Corp. (GECC) on 28 Sep 2021.

Key facts

This page summarizes Keri Davis's Form 4 filing for Great Elm Capital Corp. (GECC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 28 Sep 2021, 19:31.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GECC transaction

Common Stock

Other

Transaction value: $0
Shares: +5,147
Change %: +38%
Price: $0.000000
Shares after: 18,699
Date: 24 Sep 2021
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Ms. Davis is the CFO of Great Elm Capital Management, Inc. ("GECM"), the external investment manager of Great Elm Capital Corp. ("GECC"). Ms. Davis received an award of 5,147 shares of common stock of GECC as equity compensation for her positon at GECM, 1,287 of which vested on the grant date, September 24, 2021, and the remainder will vest in equal annual installments on each anniversary of the grant date until September 24, 2024, subject to continued service with GECM.