Philip Austin Singleton Jr. - 25 Mar 2021 Form 4 Insider Report for OneWater Marine Inc. (ONEW)

Signature
/s/ Jack Ezzell, Authorized Signatory
Issuer symbol
ONEW
Transactions as of
25 Mar 2021
Net transactions value
$0
Form type
4
Filing time
10 Sep 2021, 21:30:34 UTC
Previous filing
08 Sep 2021
Next filing
20 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ONEW Class B common stock, par value $0.01 Other -37,029 -7.2% 477,344 25 Mar 2021 By Auburn OWMH, LLLP F1, F3
transaction ONEW Class B common stock, par value $0.01 Other +37,029 37,029 25 Mar 2021 Direct F1
holding ONEW Class A common stock, par value $0.01 134,027 25 Mar 2021 By Auburn OWMH, LLLP F3
holding ONEW Class A common stock, par value $0.01 91,003 25 Mar 2021 Direct
holding ONEW Class B common stock, par value $0.01 345,678 25 Mar 2021 By Philip Singleton Irrevocable Trust, Dated December 24, 2015 F3
holding ONEW Class B common stock, par value $0.01 476,261 25 Mar 2021 By Austin Singleton Irrevocable Trust, Dated December 30, 2015 F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ONEW One Water Marine Holdings, LLC common unit Other -37,029 -7.2% 477,344 25 Mar 2021 Class A common stock, par value $0.01 37,029 By Auburn OWMH, LLLP F1, F2, F3
transaction ONEW One Water Marine Holdings, LLC common unit Other +37,029 37,029 25 Mar 2021 Class A common stock, par value $0.01 37,029 Direct F1, F2
holding ONEW One Water Marine Holdings, LLC common unit 345,678 25 Mar 2021 Class A common stock, par value $0.01 345,678 By Philip Singleton Irrevocable Trust, Dated December 24, 2015 F2, F3
holding ONEW One Water Marine Holdings, LLC common unit 476,261 25 Mar 2021 Class A common stock, par value $0.01 476,261 By Austin Singleton Irrevocable Trust, Dated December 30, 2015 F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 25, 2021, Auburn OWMH, LLLP distributed Common Units of One Water Marine Holdings, LLC ("OneWater LLC") and Class B common stock of OneWater Marine Inc. to the Reporting Person.
F2 At the request of the holder, each Common Unit of OneWater LLC may be coupled with a share of Class B common stock of OneWater Marine Inc. and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.
F3 The Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.