Robert Galvin - Aug 4, 2021 Form 4 Insider Report for ICONIX BRAND GROUP, INC. (ICON)

Role
President and CEO, Director
Signature
/s/ John McClain, Attorney-in-Fact
Stock symbol
ICON
Transactions as of
Aug 4, 2021
Transactions value $
-$1,545,831
Form type
4
Date filed
8/5/2021, 08:03 PM
Previous filing
Aug 3, 2021
Next filing
Nov 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICON Common Stock Disposition pursuant to a tender of shares in a change of control transaction -$1.55M -491K -100% $3.15 0 Aug 4, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICON Restricted Stock Units Disposition pursuant to a tender of shares in a change of control transaction $0 -283K -100% $0.00* 0 Aug 4, 2021 Common Stock 283K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposed of pursuant to the closing, on August 4, 2021, of a cash tender offer by Iconix Merger Sub Inc. ("Merger Sub"), a wholly owned subsidiary of Iconix Acquisition LLC ("Parent").
F2 Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.
F3 The reporting person's unvested restricted stock units became fully vested, were cancelled, and in exchange therefore, the reporting person received (without interest) $3.15 per restricted stock unit, less applicable taxes, as set forth in the Agreement and Plan of Merger, dated as of June 11, 2021, by and among the Issuer, Parent and Merger Sub.