Anthony M. Aisquith - Jun 30, 2021 Form 4 Insider Report for OneWater Marine Inc. (ONEW)

Role
Chief Operating Officer, Director
Signature
/s/ Jack Ezzell, Authorized Signatory
Stock symbol
ONEW
Transactions as of
Jun 30, 2021
Transactions value $
$0
Form type
4
Date filed
6/30/2021, 05:00 PM
Previous filing
Sep 8, 2021
Next filing
Oct 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ONEW Class B common stock, par value $0.01 Conversion of derivative security -693K -100% 0 Jun 30, 2021 By family limited partnership F1, F2
transaction ONEW Class A common stock, par value $0.01 Conversion of derivative security +693K 693K Jun 30, 2021 By family limited partnership F1, F2
holding ONEW Class A common stock, par value $0.01 78.1K Jun 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ONEW One Water Marine Holdings, LLC common unit Conversion of derivative security $0 -693K -100% $0.00* 0 Jun 30, 2021 Class A common stock, par value $0.01 693K By family limited partnership F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock of OneWater Marine Inc. ("OneWater Inc.") and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.
F2 Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock.