Anthony M. Aisquith - Dec 10, 2020 Form 4 Insider Report for OneWater Marine Inc. (ONEW)

Role
President and COO, Director
Signature
/s/ Jack Ezzell, Authorized Signatory
Stock symbol
ONEW
Transactions as of
Dec 10, 2020
Transactions value $
-$19,756
Form type
4
Date filed
6/28/2021, 06:16 PM
Next filing
Sep 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ONEW Class A common stock, par value $0.01 Sale -$19.8K -948 -62.16% $20.84 577 Dec 10, 2020 By limited liability limited partnership F1
transaction ONEW Class B common stock, par value $0.01 Gift $0 -693K -100% $0.00* 0 Jun 1, 2021 Direct F2
transaction ONEW Class B common stock, par value $0.01 Gift $0 +693K $0.00 693K Jun 1, 2021 By family limited partnership F2
holding ONEW Class A common stock, par value $0.01 78.1K Dec 10, 2020 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ONEW One Water Marine Holdings, LLC common unit Gift -693K -100% 0 Jun 1, 2021 Class A common stock, par value $0.01 693K Direct F2, F3
transaction ONEW One Water Marine Holdings, LLC common unit Gift +693K 693K Jun 1, 2021 Class A common stock, par value $0.01 693K By family limited partnership F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed to report a transaction that occurred while the Reporting Person served as a manager of a limited liability limited partnership and reports such transaction to the extent of the Reporting Person's pecuniary interest therein. The Reporting Person later ceased being a manager of such LLLP, no longer has voting or investment control over such shares, and will not report his indirect beneficial ownership of such LLLP shares in future filings.
F2 The Reporting Person gifted these shares to a limited partnership of which the Reporting Person is the sole limited partner and the Reporting Person and his spouse are the sole stockholders of the general partner.
F3 At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock of OneWater Marine Inc. and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.