Edward R. Uzialko - 17 Jun 2021 Form 3 Insider Report for FEMASYS INC (FEMY)

Role
Director, 10%+ Owner
Signature
/s/ Kathy Lee-Sepsick, Attorney-in-fact
Issuer symbol
FEMY
Transactions as of
17 Jun 2021
Net transactions value
$0
Form type
3
Filing time
17 Jun 2021, 18:29:53 UTC
Next filing
24 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FEMY Common Stock 27,786 17 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FEMY Series A Convertible Preferred Stock 17 Jun 2021 Common Stock 1,059,445 Direct F1
holding FEMY Series B Convertible Preferred Stock 17 Jun 2021 Common Stock 30,175 By Spouse F2
holding FEMY Warrants (Right to Buy) 17 Jun 2021 Common Stock 19,048 $31.50 Direct F3
holding FEMY Warrants (Right to Buy) 17 Jun 2021 Common Stock 4,762 $31.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Series A Convertible Preferred Stock are convertible at any time at the holder's election, without payment of additional consideration. Such shares have no expiration date but are expected to convert into Common Stock automatically upon the closing of the Issuer's initial public offering.
F2 Shares of Series B Convertible Preferred Stock are convertible at any time at the holder's election, without payment of additional consideration. Such shares have no expiration date but are expected to convert into Common Stock automatically upon the closing of the Issuer's initial public offering.
F3 Each warrant is exercisable by the holder in whole or part at any time and from time to time on or before March 31, 2024.
F4 Each warrant is exercisable by the holder in whole or part at any time and from time to time on or before April 8, 2024.

Remarks:

Exhibit List Exhibit 24 - Power of Attorney