Vassilios Gregoriou - 11 Jun 2021 Form 4/A - Amendment Insider Report for ADVENT TECHNOLOGIES HOLDINGS, INC. (ADN)

Role
Chairman and CEO, Director, 10%+ Owner
Signature
/s/ Vassilios Gregoriou
Issuer symbol
ADN
Transactions as of
11 Jun 2021
Net transactions value
+$9,553,142
Form type
4/A - Amendment
Filing time
16 Jun 2021, 16:30:47 UTC
Date Of Original Report
15 Jun 2021
Next filing
26 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ADN Common Stock Award $0 +922,118 +17% $0.000000 6,387,624 11 Jun 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ADN Stock Options Award $9,553,142 +922,118 $10.36* 922,118 11 Jun 2021 Common Stock 922,118 $922118.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amended Form 4 is being filed only to report that the reporting holder is also a 10% holder. No changes to the originally filed Form 4 are otherwise being reported on this amended Form 4. The line item in Table I is included only to include this footnote in order to gain access to the SEC's filing system.
F2 Received pursuant to the Advent Technologies Holdings, Inc. 2021 Equity Incentive Plan, dated as of February 4, 2021. The options will vest 25% upon each anniversary of February 4, 2021, the vesting commencement date, until the fourth anniversary of the vesting commencement date.
F3 Received pursuant to the Advent Technologies Holdings, Inc. 2021 Equity Incentive Plan, dated as of February 4, 2021. The restricted stock units will vest 25% upon each anniversary of February 4, 2021, the vesting commencement date, until the fourth anniversary of the vesting commencement date.

Remarks:

See Exhibit 24 - Power of Attorney