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Signature
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/s/ Julie D'Angelo, as attorney-in-fact for Syed Sabahat Azim
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Stock symbol
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UPH
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Transactions as of
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Jun 9, 2021
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Transactions value $
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$0
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Form type
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4
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Date filed
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6/11/2021, 06:07 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
UPH |
Common Stock |
Award |
|
+6.12M |
|
|
6.12M |
Jun 9, 2021 |
See footnote |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
All of the shares of Common Stock will be held of record by Eligere Limited Liability Company, a Delaware LLC ("Eligere"), which will have voting (but not dispositive) power over the shares and therefore may be deemed a beneficial owner. Each of Dr. Azim, his wife and Kimberlite can exercise an option to receive the shares from Eligere at any time after the closing of the merger and are therefore the beneficial owners of the shares. Dr. Azim disclaims beneficial ownership of the shares of the Company's common stock except to the extent of his pecuniary interest therein and the reporting herein of those shares shall not be construed as an admission that Dr. Azim is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.