Key facts
- This page summarizes Irwin D. Simon's Form 4 filing for Tilray, Inc. (TLRY).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 03 Jun 2021, 20:01.
Irwin D. Simon - 01 Jun 2021 Form 4 Insider Report for Tilray, Inc. (TLRY)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- TLRY
- Reported as of
- 01 Jun 2021
- Net transaction value
- -$2,667,083
- SEC form
- 4
- Accepted by SEC
- 03 Jun 2021, 20:01:06 UTC
- Prior SEC filing
- 14 May 2021
- Next SEC filing
- 28 Jul 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Carl A. Merton, as Attorney-in-Fact for Irwin D. Simon
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Irwin D. Simon filed Form 4 for Tilray, Inc. (TLRY) on 03 Jun 2021.
Change
- Previous filing in this sequence was filed on 14 May 2021.
- Current net transaction value: -$2,667,083.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TLRY
transaction
Class 2 Common Stock
Options Exercise
- Transaction value
- Shares
- +72,683
- Change %
- +34%
- Price
- Shares after
- 285,003
- Date
- 01 Jun 2021
- Ownership
- Direct
- Footnotes
- F2
TLRY
transaction
Class 2 Common Stock
Tax liability
- Transaction value
- $615,491
- Shares
- -36,248
- Change %
- -13%
- Price
- $16.98*
- Shares after
- 248,755
- Date
- 01 Jun 2021
- Ownership
- Direct
- Footnotes
- F1
TLRY
transaction
Class 2 Common Stock
Options Exercise
- Transaction value
- Shares
- +242,277
- Change %
- +97%
- Price
- Shares after
- 491,032
- Date
- 01 Jun 2021
- Ownership
- Direct
- Footnotes
- F2
TLRY
transaction
Class 2 Common Stock
Tax liability
- Transaction value
- $2,051,592
- Shares
- -120,824
- Change %
- -25%
- Price
- $16.98*
- Shares after
- 370,208
- Date
- 01 Jun 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TLRY
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -72,683
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 72,693
- Date
- 01 Jun 2021
- Ownership
- Direct
- Underlying class
- Class 2 Common Stock
- Underlying amount
- 72,683
- Exercise price
- Footnotes
- F2, F3
TLRY
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -242,277
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 242,313
- Date
- 01 Jun 2021
- Ownership
- Direct
- Underlying class
- Class 2 Common Stock
- Underlying amount
- 242,277
- Exercise price
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
These shares were retained by Tilray, Inc. via settlement on a net withholding basis in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of restricted stock units granted to the Reporting Person on January 22, 2020.
Footnote F2
Restricted stock units convert into shares of Class 2 Common Stock on a one-for-one basis.
Footnote F3
On January 22, 2020, the reporting person was granted 218,038 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% of which vested on June 1, 2021; and the remaining 33.34% of which will vest on June 1, 2022.
Footnote F4
On January 22, 2020, the reporting person was granted 726,794 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% of which vested on June 1, 2021; and the remaining 33.34% of which will vest on June 1, 2022.