Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | STX | Ordinary Shares | Options Exercise | $1.32M | +28.8K | +45.42% | $45.89 | 92.2K | Nov 29, 2023 | Direct | F1 |
transaction | STX | Ordinary Shares | Options Exercise | $745K | +16.1K | +17.49% | $46.23 | 108K | Nov 29, 2023 | Direct | F1 |
transaction | STX | Ordinary Shares | Options Exercise | $930K | +17K | +15.68% | $54.78 | 125K | Nov 29, 2023 | Direct | F1 |
transaction | STX | Ordinary Shares | Sale | -$1.94M | -24.6K | -19.64% | $79.00 | 101K | Nov 29, 2023 | Direct | F1 |
transaction | STX | Ordinary Shares | Sale | -$27.7K | -350 | -0.35% | $79.01 | 100K | Nov 29, 2023 | Direct | F1 |
transaction | STX | Ordinary Shares | Sale | -$2.92M | -36.9K | -36.82% | $79.03 | 63.4K | Nov 29, 2023 | Direct | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | STX | NQ Options | Options Exercise | $0 | -28.8K | -100% | $0.00* | 0 | Nov 29, 2023 | Ordinary Shares | 28.8K | $45.89 | Direct | F1, F2 |
transaction | STX | NQ Options | Options Exercise | $0 | -17K | -100% | $0.00* | 0 | Nov 29, 2023 | Ordinary Shares | 17K | $54.78 | Direct | F1, F3 |
transaction | STX | NQ Options | Options Exercise | $0 | -16.1K | -64.52% | $0.00 | 8.87K | Nov 29, 2023 | Ordinary Shares | 16.1K | $46.23 | Direct | F1, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The option exercise and sale of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 26, 2023, by the Reporting Person. The aggregate number of ordinary shares to be sold under this plan is 78,877. |
F2 | Options granted to the Reporting Person under the Seagate Technology Holdings plc 2012 Equity Incentive Plan (the "Plan") are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the options will vest on February 20, 2020. The remaining options will vest in equal monthly installments over the 36 months following February 20, 2020. |
F3 | Options granted to the Reporting Person under the Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 9, 2020. Subject to continuous employment, the remaining options vest in equal monthly installments over the 36 months following September 9, 2020. |
F4 | Options granted to the Reporting Person under the Plan are subject to a four-year vesting schedule. Subject to continuous employment, one-quarter of the options will vest on September 9, 2021. The remaining options will vest in equal monthly installments over the 36 months following September 9, 2021. |
Exhibit 24 - Power of Attorney attached hereto