| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| LEWIS JOEL | President and CEO, Director | C/O GALECTIN THERAPEUTICS INC., 4960 PEACHTREE INDUSTRIAL BLVD., STE 240, NORCROSS | Jack W. Callicutt | 21 Jan 2026 | 0001725595 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GALT | Stock option (right to buy) | Award | $0 | +84,000 | $0.000000 | 65,000 | 16 Jan 2026 | Common Stock | 84,000 | $3.04 | Direct | F1, F2 | |
| transaction | GALT | Restricted Stock Unit | Award | $0 | +120,000 | $0.000000 | 100,000 | 16 Jan 2026 | Common Stock | 120,000 | Direct | F1, F3, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Issued pursuant to the Galectin Therapeutics, Inc. 2019 Omnibus Equity Incentive Plan. |
| F2 | The options vest as follows: 25% on each of June 30, 2026? December 31, 2026? June 30, 2027? and December 31, 2027. |
| F3 | Restricted Stock Units vest 100% on the earlier of December 31, 2026 or signing of a partnership agreement. |
| F4 | The Restricted Stock Units, if vested, convert into Common Stock on a one for one basis. |