Key facts
- This page summarizes Stephen E. Courter's Form 4 filing for Upland Software, Inc. (UPLD).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 14 Oct 2022, 16:08.
Stephen E. Courter - 12 Oct 2022 Form 4 Insider Report for Upland Software, Inc. (UPLD)
- Reporting relationship
- Director
- Issuer ticker
- UPLD
- Reported as of
- 12 Oct 2022
- Net transaction value
- -$50,505
- SEC form
- 4
- Accepted by SEC
- 14 Oct 2022, 16:08:58 UTC
- Prior SEC filing
- 02 Aug 2022
- Next SEC filing
- 16 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kin Gill (as attorney-in-fact for Mr. Courter)
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Stephen E. Courter filed Form 4 for Upland Software, Inc. (UPLD) on 14 Oct 2022.
Change
- Previous filing in this sequence was filed on 02 Aug 2022.
- Current net transaction value: -$50,505.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UPLD
transaction
Common Stock
Sale
- Transaction value
- $25,795
- Shares
- -3,500
- Change %
- -9%
- Price
- $7.37
- Shares after
- 35,364
- Date
- 12 Oct 2022
- Ownership
- Direct
- Footnotes
- F1, F2
UPLD
transaction
Common Stock
Sale
- Transaction value
- $24,710
- Shares
- -3,500
- Change %
- -9.9%
- Price
- $7.06
- Shares after
- 31,864
- Date
- 13 Oct 2022
- Ownership
- Direct
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Shares were sold pursuant to shareholder's 10b5-1 trading plan.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.29 to $7.49, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.95 to $7.17, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.