| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SPECTOR DAVID | Chairman & CEO, Director | C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE | /s/ Derek W. Stark, attorney-in-fact for Mr. Spector | 28 Jul 2025 | 0001275713 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Common Stock | Other | $0 | -25,000 | -4.1% | $0.000000 | 577,859 | 25 Jul 2025 | Direct | F1 |
| holding | PFSI | Common Stock | 135,604 | 25 Jul 2025 | ST Family Investment Company LLC |
| Id | Content |
|---|---|
| F1 | Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares. The remaining amount consists of 36,299 restricted stock units and 541,560 shares of Common Stock. |