MAZZELLA JOSEPH F - 02 May 2025 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Mazzella
Issuer symbol
PFSI
Transactions as of
02 May 2025
Net transactions value
-$1,050,978
Form type
4
Filing time
06 May 2025, 19:40:41 UTC
Previous filing
19 Feb 2025
Next filing
28 Jul 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
MAZZELLA JOSEPH F Director C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE /s/ Derek W. Stark, attorney-in-fact for Mr. Mazzella 06 May 2025 0001196045

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Award $29,597 +304 +0.29% $97.36 103,863 02 May 2025 Direct F1
transaction PFSI Common Stock Sale $920,254 -9,376 -9% $98.15 94,487 02 May 2025 Direct F2
transaction PFSI Common Stock Sale $160,321 -1,624 -1.7% $98.72 92,863 02 May 2025 Direct F3, F4
holding PFSI Common Stock 165,031 02 May 2025 Mazzella Family Irrevocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
F2 The price reported is the weighted average price of multiple transactions ranging from $97.53 to $98.50. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
F3 The price reported is the weighted average price of multiple transactions ranging from $98.57 to $98.91. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
F4 The reported amount consists of 1,547 restricted stock units and 91,316 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.