Douglas Bauche - 04 Mar 2025 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Signature
/s/ Douglas Bauche
Issuer symbol
EFSC
Transactions as of
04 Mar 2025
Net transactions value
$0
Form type
4
Filing time
06 Mar 2025, 11:05:53 UTC
Previous filing
05 Feb 2025
Next filing
09 Jul 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 3,023 04 Mar 2025 401(K) Plan F1
holding EFSC Common Stock 23,894 04 Mar 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Restricted Share Units Award $0 +1,371 $0.000000 1,371 04 Mar 2025 Common Stock 1,371 Direct F5, F9
transaction EFSC Non Qualified Stock Option (Right to Buy) Award $0 +4,100 $0.000000 4,100 04 Mar 2025 Common Stock 4,100 $57.17 Direct F10
holding EFSC Non Qualified Stock Option (Right to Buy) 4,730 04 Mar 2025 Common Stock 4,730 $43.81 Direct
holding EFSC Non Qualified Stock Option (Right to Buy) 5,081 04 Mar 2025 Common Stock 5,081 $48.34 Direct F2
holding EFSC Non Qualified Stock Option (Right to Buy) 5,105 04 Mar 2025 Common Stock 5,105 $54.46 Direct F3
holding EFSC Non Qualified Stock Option (Right to Buy) 7,786 04 Mar 2025 Common Stock 7,786 $39.50 Direct F4
holding EFSC Restricted Share Units 1,043 04 Mar 2025 Common Stock 1,043 Direct F5, F6
holding EFSC Restricted Share Units 1,487 04 Mar 2025 Common Stock 1,487 Direct F5, F7
holding EFSC Restricted Share Units 6,652 04 Mar 2025 Common Stock 6,652 Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F2 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F3 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F4 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F5 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F6 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F7 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F8 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
F9 The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
F10 The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.