Heather H. Lavallee - 18 Feb 2025 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
18 Feb 2025
Net transactions value
-$1,390,815
Form type
4
Filing time
20 Feb 2025, 16:14:41 UTC
Previous filing
03 Jan 2025
Next filing
02 Jul 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +8,275 +28% $0.000000 38,193 18 Feb 2025 Direct F1
transaction VOYA Common Stock Options Exercise $0 +30,128 +79% $0.000000 68,321 18 Feb 2025 Direct F1
transaction VOYA Common Stock Tax liability $1,390,815 -18,380 -27% $75.67 49,941 18 Feb 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Performance Stock Unit Award $0 +47,979 +26% $0.000000 229,410 18 Feb 2025 Common Stock 47,979 Direct F2, F3
transaction VOYA Performance Stock Unit Options Exercise $0 -8,275 -3.6% $0.000000 221,135 18 Feb 2025 Common Stock 8,275 Direct F4
transaction VOYA Restricted Stock Units Award $0 +42,371 +47% $0.000000 132,059 18 Feb 2025 Common Stock 42,371 Direct F2, F5
transaction VOYA Restricted Stock Units Options Exercise $0 -30,128 -23% $0.000000 101,931 18 Feb 2025 Common Stock 30,128 Direct F6
holding VOYA Deferred Savings Plan Issuer Stock Units 5,649 18 Feb 2025 Common Stock 5,649 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock and performance stock units that were awarded as compensation.
F2 The stock units will vest based on their respective award agreements.
F3 The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 15, 2028) can range from 0% to 150% of the number presented above.
F4 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F5 1/3 of the restricted stock units will vest on February 17, 2026, 1/3 on February 16, 2027 and 1/3 on February 15, 2028.
F6 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F7 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

Remarks:

President and CEO