John C. Butler Jr. - 18 Feb 2025 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
President & CEO, Director, Member of a Group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
18 Feb 2025
Net transactions value
$0
Form type
4
Filing time
20 Feb 2025, 15:54:27 UTC
Previous filing
06 Jan 2025
Next filing
14 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Award +53,644 +17% 363,724 18 Feb 2025 By Trust F1, F2, F3
transaction NC Class A Common Stock Tax liability -4,796 -1.3% 358,928 18 Feb 2025 By Trust F2, F3, F4
holding NC Class A Common Stock 10 18 Feb 2025 AMR Associates NC, L.P. F5
holding NC Class A Common Stock 2,191 18 Feb 2025 By Spouse/Trust F6
holding NC Class A Common Stock 9,052 18 Feb 2025 By RAII/Child 1 F7
holding NC Class A Common Stock 4,083 18 Feb 2025 By Trust-Child 1 F8
holding NC Class A Common Stock 9,208 18 Feb 2025 By RAII/Child 2 F7
holding NC Class A Common Stock 3,927 18 Feb 2025 By Trust-Child 2 F8
holding NC Class A Common Stock 67,482 18 Feb 2025 By Spouse/Trust F9
holding NC Class A Common Stock 2,800 18 Feb 2025 By IRA F10
holding NC Class A Common Stock 4,054 18 Feb 2025 By Trust/Daughter F11
holding NC Class A Common Stock 4,055 18 Feb 2025 By Trust/Son F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 1,022 18 Feb 2025 Class A Common Stock 1,022 AMR Associates NC, L.P. F2, F5
holding NC Class B Common Stock 7,857 18 Feb 2025 Class A Common Stock 7,857 By Spouse/Trust F2, F6
holding NC Class B Common Stock 26,161 18 Feb 2025 Class A Common Stock 26,161 By Spouse/RAI F2, F13
holding NC Class B Common Stock 42,529 18 Feb 2025 Class A Common Stock 42,529 to Spouse by RAIV (B) F2
holding NC Class B Common Stock 9,195 18 Feb 2025 Class A Common Stock 9,195 By Spouse/Trust F2, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.
F2 N/A
F3 Reporting Person serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
F4 Cashless Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her Long-Term Incentive Plan Stock Award.
F5 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by AMR NC. Reporting Person disclaims beneficial ownership of all such shares.
F6 Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
F7 Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares.
F8 Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F9 Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F10 Held in an Individual Retirement Account for the benefit of the Reporting Person.
F11 Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Clara R. Butler.
F12 Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Griffin B. Butler.
F13 Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.