Eric Robert Taranto - 18 Feb 2025 Form 4 Insider Report for MKS INSTRUMENTS INC (MKSI)

Signature
/s/ M. Kathryn Rickards, attorney-in-fact
Issuer symbol
MKSI
Transactions as of
18 Feb 2025
Net transactions value
-$182,459
Form type
4
Filing time
19 Feb 2025, 18:43:54 UTC
Previous filing
11 Feb 2025
Next filing
09 Feb 2026

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKSI Common Stock Options Exercise +1,119 +8.4% 14,421 18 Feb 2025 Direct F1
transaction MKSI Common Stock Options Exercise +805 +5.6% 15,226 18 Feb 2025 Direct F1
transaction MKSI Common Stock Options Exercise +1,764 +12% 16,990 18 Feb 2025 Direct F1
transaction MKSI Common Stock Options Exercise +914 +5.4% 17,904 18 Feb 2025 Direct F1
transaction MKSI Common Stock Options Exercise +348 +1.9% 18,252 18 Feb 2025 Direct F1
transaction MKSI Common Stock Options Exercise +975 +5.3% 19,227 18 Feb 2025 Direct F1
transaction MKSI Common Stock Tax liability $182,459 -1,760 -9.2% $103.67 17,467 18 Feb 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MKSI Restricted Stock Unit Award +3,911 +35% 15,162 18 Feb 2025 Common Stock 3,911 Direct F1, F3
transaction MKSI Restricted Stock Unit Options Exercise -1,119 -7.4% 14,044 18 Feb 2025 Common Stock 1,119 Direct F1, F4
transaction MKSI Restricted Stock Unit Options Exercise -805 -5.7% 13,239 18 Feb 2025 Common Stock 805 Direct F1, F5
transaction MKSI Restricted Stock Unit Options Exercise -1,764 -13% 11,475 18 Feb 2025 Common Stock 1,764 Direct F1, F6
transaction MKSI Restricted Stock Unit Options Exercise -914 -8% 10,561 18 Feb 2025 Common Stock 914 Direct F1, F7
transaction MKSI Restricted Stock Unit Options Exercise -348 -3.3% 10,213 18 Feb 2025 Common Stock 348 Direct F1, F8
transaction MKSI Restricted Stock Unit Options Exercise -975 -9.5% 9,238 18 Feb 2025 Common Stock 975 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2 These shares were withheld by MKS Instruments, Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.
F3 These RSUs vest in three equal annual installments commencing on February 15, 2026, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F4 These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F5 These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F6 These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F7 These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F8 These RSUs were subject to performance criteria, the achievement of which was determined on February 10, 2025, and thereafter vest in three equal annual installments beginning on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F9 These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.