Doug Jones - 14 Feb 2025 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Jones
Issuer symbol
PFSI
Transactions as of
14 Feb 2025
Net transactions value
$0
Form type
4
Filing time
19 Feb 2025, 18:41:04 UTC
Previous filing
27 Dec 2024
Next filing
25 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Award $0 +8,414 +35% $0.000000 32,306 14 Feb 2025 Direct F1, F2
holding PFSI Common Stock 15,337 14 Feb 2025 The Jones Family Trust
holding PFSI Common Stock 450,000 14 Feb 2025 GR Family Investments LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFSI Nonstatutory Stock Option (Right to Buy) Award $0 +21,456 $0.000000 21,456 14 Feb 2025 Common Stock 21,456 $101.76 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.
F2 The reported amount consists of 32,306 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting.
F3 This nonstatutory stock option to purchase 21,456 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.