Jeff Kuai - 08 Feb 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, Pizza Hut
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
08 Feb 2025
Net transactions value
-$174,336
Form type
4
Filing time
11 Feb 2025, 10:12:15 UTC
Previous filing
22 Jan 2025
Next filing
12 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +4,442 +8.6% $0.000000 56,224 08 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $96,832 -1,999 -3.6% $48.44 54,225 08 Feb 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +826 +1.5% $0.000000 55,051 09 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $18,020 -372 -0.68% $48.44 54,679 09 Feb 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +2,726 +5% $0.000000 57,405 09 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $59,484 -1,228 -2.1% $48.44 56,177 09 Feb 2025 Direct
holding YUMC Common Stock 3,900 08 Feb 2025 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -4,442 -33% $0.000000 9,021 08 Feb 2025 Common Stock 4,442 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -826 -50% $0.000000 823 09 Feb 2025 Common Stock 826 Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Options Exercise $0 -2,726 -49% $0.000000 2,808 09 Feb 2025 Common Stock 2,726 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/8/2024.
F3 This grant does not have an expiration date.
F4 Vesting occurs 50% on the second anniversary of 9/2/2023 and the remaining 50% vesting occurs on the third anniversary of 9/2/2023.
F5 Vesting occurs 1/3 per year beginning one year from 2/9/2023.