Joey Wat - 08 Feb 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Executive Officer, Director
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
08 Feb 2025
Net transactions value
-$326,292
Form type
4
Filing time
11 Feb 2025, 10:05:40 UTC
Previous filing
22 Jan 2025
Next filing
12 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +42,315 +13% $0.000000 356,749 08 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $197,248 -4,072 -1.1% $48.44 352,677 08 Feb 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +27,264 +7.7% $0.000000 379,941 09 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $129,044 -2,664 -0.7% $48.44 377,277 09 Feb 2025 Direct
holding YUMC Common Stock 272,944 08 Feb 2025 Controlled Corporation and Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -42,315 -33% $0.000000 85,912 08 Feb 2025 Common Stock 42,315 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -27,264 -49% $0.000000 28,089 09 Feb 2025 Common Stock 27,264 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/8/2024.
F3 This grant does not have an expiration date.
F4 Vesting occurs 1/3 per year beginning one year from 2/9/2023.