Xueling Lu - 08 Feb 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Controller and PAO
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
08 Feb 2025
Net transactions value
-$73,290
Form type
4
Filing time
11 Feb 2025, 10:02:27 UTC
Previous filing
22 Jan 2025
Next filing
12 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +1,374 +5.7% $0.000000 25,337 08 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $26,933 -556 -2.2% $48.44 24,781 08 Feb 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +1,239 +5% $0.000000 26,020 09 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $27,030 -558 -2.1% $48.44 25,462 09 Feb 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +885 +3.5% $0.000000 26,347 09 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $19,328 -399 -1.5% $48.44 25,948 09 Feb 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -1,374 -33% $0.000000 2,791 08 Feb 2025 Common Stock 1,374 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -1,239 -50% $0.000000 1,235 09 Feb 2025 Common Stock 1,239 Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Options Exercise $0 -885 -49% $0.000000 911 09 Feb 2025 Common Stock 885 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/8/2024.
F3 This grant does not have an expiration date.
F4 Vesting occurs 50% on the second anniversary of 2/9/2023 and the remaining 50% vesting occurs on the third anniversary of 2/9/2023.
F5 Vesting occurs 1/3 per year beginning one year from 2/9/2023.