Leila Zhang - 08 Feb 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Technology Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
08 Feb 2025
Net transactions value
-$142,220
Form type
4
Filing time
11 Feb 2025, 09:51:52 UTC
Previous filing
22 Jan 2025
Next filing
12 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +2,961 +5.7% $0.000000 55,082 08 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $64,571 -1,333 -2.4% $48.44 53,749 08 Feb 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +1,652 +3.1% $0.000000 55,401 09 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $36,039 -744 -1.3% $48.44 54,657 09 Feb 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +1,908 +3.5% $0.000000 56,565 09 Feb 2025 Direct F1
transaction YUMC Common Stock Tax liability $41,610 -859 -1.5% $48.44 55,706 09 Feb 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -2,961 -33% $0.000000 6,013 08 Feb 2025 Common Stock 2,961 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -1,652 -50% $0.000000 1,650 09 Feb 2025 Common Stock 1,652 Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Options Exercise $0 -1,908 -49% $0.000000 1,963 09 Feb 2025 Common Stock 1,908 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/8/2024.
F3 This grant does not have an expiration date.
F4 Vesting occurs 50% on the second anniversary of 2/9/2023 and the remaining 50% vesting occurs on the third anniversary of 2/9/2023.
F5 Vesting occurs 1/3 per year beginning one year from 2/9/2023.