John Donofrio - 06 Feb 2025 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role: Exec VP & General Counsel
Signature: /s/ Leanne Michels, attorney-in-fact
Issuer symbol: JCI
Transactions as of: 06 Feb 2025
Net transactions value: -$4,411,268
Form type: 4
Filing time: 07 Feb 2025, 17:22:07 UTC
Previous filing: 19 Dec 2024
Next filing: 23 May 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JCI	Ordinary Shares	Options Exercise	$1,667,096	+49,928	+103%	$33.39	98,289	06 Feb 2025	Direct
transaction	JCI	Ordinary Shares	Sale	$6,078,364	-69,746	-71%	$87.15	28,543	06 Feb 2025	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JCI	Employee Stock Option (Right to Buy)	Options Exercise	$0	-49,928	-100%	$0.000000	0	06 Feb 2025	Ordinary Shares	49,928	$33.39	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.00 to $87.53 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2	Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.

Content

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.00 to $87.53 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.