George Oliver - 06 Feb 2025 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role
Chairman & CEO
Signature
/s/ Leanne Michels, attorney-in-fact
Issuer symbol
JCI
Transactions as of
06 Feb 2025
Net transactions value
-$20,703,330
Form type
4
Filing time
07 Feb 2025, 17:15:32 UTC
Previous filing
19 Dec 2024
Next filing
11 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Options Exercise $7,665,076 +205,168 +16% $37.36 1,465,695 06 Feb 2025 Direct
transaction JCI Ordinary Shares Sale $14,022,905 -163,076 -11% $85.99 1,302,619 06 Feb 2025 Direct F1
transaction JCI Ordinary Shares Sale $3,657,374 -42,092 -3.2% $86.89 1,260,527 06 Feb 2025 Direct F2
transaction JCI Ordinary Shares Options Exercise $4,920,723 +131,711 +10% $37.36 1,392,238 07 Feb 2025 Direct
transaction JCI Ordinary Shares Options Exercise $2,452,729 +73,457 +5.3% $33.39 1,465,695 07 Feb 2025 Direct
transaction JCI Ordinary Shares Sale $17,628,117 -200,274 -14% $88.02 1,265,421 07 Feb 2025 Direct F3
transaction JCI Ordinary Shares Sale $433,462 -4,894 -0.39% $88.57 1,260,527 07 Feb 2025 Direct F4
holding JCI Ordinary Shares 108,483 06 Feb 2025 GRO Sr. 5 Year GRAT
holding JCI Ordinary Shares 69,866 06 Feb 2025 Oliver Family Trust (SLAT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -205,168 -61% $0.000000 131,711 06 Feb 2025 Ordinary Shares 205,168 $37.36 Direct F5
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -131,711 -100% $0.000000 0 07 Feb 2025 Ordinary Shares 131,711 $37.36 Direct F5
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -73,457 -17% $0.000000 353,701 07 Feb 2025 Ordinary Shares 73,457 $33.39 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.66 to $86.63 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $86.66 to $87.17 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.50 to $88.49 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.50 to $88.67 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.