S. Turner Keene - 03 Feb 2025 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
SEVP, Chief Financial Officer
Signature
/s/ Keene S. Turner
Issuer symbol
EFSC
Transactions as of
03 Feb 2025
Net transactions value
-$381,360
Form type
4
Filing time
05 Feb 2025, 16:50:32 UTC
Previous filing
29 Jan 2025
Next filing
06 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Options Exercise $0 +1,756 +3.6% $0.000000 50,494 03 Feb 2025 Direct
transaction EFSC Common Stock Tax liability $45,683 -776 -1.5% $58.87 49,718 03 Feb 2025 Direct F1
transaction EFSC Common Stock Award $0 +7,022 +14% $0.000000 56,740 03 Feb 2025 Direct F2
transaction EFSC Common Stock Tax liability $187,795 -3,190 -5.6% $58.87 53,550 03 Feb 2025 Direct F1
transaction EFSC Common Stock Award $0 +5,688 +11% $0.000000 59,238 03 Feb 2025 Direct F2
transaction EFSC Common Stock Tax liability $147,881 -2,512 -4.2% $58.87 56,726 03 Feb 2025 Direct F1
holding EFSC Common Stock 1,594 03 Feb 2025 401(k) Plan F3
holding EFSC Depository Shares 2,000 03 Feb 2025 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Restricted Share Units Options Exercise $0 -1,756 -100% $0.000000 0 03 Feb 2025 Common Stock 1,756 Direct F8, F12
holding EFSC Non Qualified Stock Option (Right to Buy) 9,042 03 Feb 2025 Common Stock 9,042 $43.81 Direct
holding EFSC Non Qualified Stock Option (Right to Buy) 9,934 03 Feb 2025 Common Stock 9,934 $48.34 Direct F5
holding EFSC Non Qualified Stock Option (Right to Buy) 9,610 03 Feb 2025 Common Stock 9,610 $54.46 Direct F6
holding EFSC Non Qualified Stock Option (Right to Buy) 15,163 03 Feb 2025 Common Stock 15,163 $39.50 Direct F7
holding EFSC Restricted Share Units 1,964 03 Feb 2025 Common Stock 1,964 Direct F8, F9
holding EFSC Restricted Share Units 2,897 03 Feb 2025 Common Stock 2,897 Direct F8, F10
holding EFSC Restricted Share Units 9,978 03 Feb 2025 Common Stock 9,978 Direct F8, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
F2 The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
F3 These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F4 Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
F5 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F6 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F7 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F8 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F9 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F10 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F11 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
F12 The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.