Key facts
- This page summarizes David Spector's Form 4 filing for PennyMac Financial Services, Inc. (PFSI).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 10 Jan 2025, 17:55.
David Spector - 08 Jan 2025 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)
- Reporting relationship
- Chairman & CEO, Director
- Issuer ticker
- PFSI
- Reported as of
- 08 Jan 2025
- Net transaction value
- -$496,920
- SEC form
- 4
- Accepted by SEC
- 10 Jan 2025, 17:55:20 UTC
- Prior SEC filing
- 23 Dec 2024
- Next SEC filing
- 19 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Derek W. Stark, attorney-in-fact for Mr. Spector
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Spector filed Form 4 for PennyMac Financial Services, Inc. (PFSI) on 10 Jan 2025.
Change
- Previous filing in this sequence was filed on 23 Dec 2024.
- Current net transaction value: -$496,920.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PFSI
transaction
Common Stock
Sale
- Transaction value
- $423,415
- Shares
- -4,264
- Change %
- -2.5%
- Price
- $99.30
- Shares after
- 166,340
- Date
- 08 Jan 2025
- Ownership
- ST Family Investment Company LLC
- Footnotes
- F1, F2
PFSI
transaction
Common Stock
Sale
- Transaction value
- $73,504
- Shares
- -736
- Change %
- -0.44%
- Price
- $99.87
- Shares after
- 165,604
- Date
- 08 Jan 2025
- Ownership
- ST Family Investment Company LLC
- Footnotes
- F1, F3
PFSI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 634,612
- Date
- 08 Jan 2025
- Ownership
- Direct
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 4 footnotes
Footnote F1
The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 2, 2024.
Footnote F2
The price reported is the weighted average price of multiple transactions ranging from $98.64 to $99.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Footnote F3
The price reported is the weighted average price of multiple transactions ranging from $99.80 to $99.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Footnote F4
The reported amount consists of 44,582 restricted stock units and 590,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.