John C. Butler Jr - Dec 13, 2024 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
President & CEO, Director, Member of a Group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Dec 13, 2024
Transactions value $
$0
Form type
4
Date filed
12/17/2024, 04:42 PM
Previous filing
Dec 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other -1.03K -1.51% 67.5K Dec 13, 2024 By Spouse/Trust F1, F2, F3
transaction NC Class A Common Stock Other +10 10 Dec 13, 2024 AMR Associates NC, L.P. F1, F2, F4
holding NC Class A Common Stock 2.19K Dec 13, 2024 By Spouse/Trust F5
holding NC Class A Common Stock 9.05K Dec 13, 2024 By RAII/Child 1 F6
holding NC Class A Common Stock 4.08K Dec 13, 2024 By Trust-Child 1 F7
holding NC Class A Common Stock 9.21K Dec 13, 2024 By RAII/Child 2 F6
holding NC Class A Common Stock 3.93K Dec 13, 2024 By Trust-Child 2 F7
holding NC Class A Common Stock 2.8K Dec 13, 2024 By IRA F8
holding NC Class A Common Stock 310K Dec 13, 2024 By Trust F9
holding NC Class A Common Stock 4.05K Dec 13, 2024 By Trust/Daughter F10
holding NC Class A Common Stock 4.06K Dec 13, 2024 By Trust/Son F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NC Class B Common Stock Other +1.02K 1.02K Dec 13, 2024 Class A Common Stock 1.02K AMR Associates NC, L.P. F2, F4, F12
holding NC Class B Common Stock 7.86K Dec 13, 2024 Class A Common Stock 7.86K By Spouse/Trust F2, F5
holding NC Class B Common Stock 26.2K Dec 13, 2024 Class A Common Stock 26.2K By Spouse/RAI F2, F13
holding NC Class B Common Stock 42.5K Dec 13, 2024 Class A Common Stock 42.5K to Spouse by RAIV (B) F2
holding NC Class B Common Stock 9.2K Dec 13, 2024 Class A Common Stock 9.2K By Spouse/Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Contributions of Class A shares to AMR Associates NC, L.P. ("AMR NC").
F2 N/A
F3 Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F4 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by AMR NC. Reporting Person disclaims beneficial ownership of all such shares.
F5 Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
F6 Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F7 Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F8 Held in an Individual Retirement Account for the benefit of the Reporting Person.
F9 Reporting Person serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
F10 Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Clara R. Butler.
F11 Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Griffin B. Butler.
F12 Contributions of Class B shares to AMR Associates NC, L.P. ("AMR NC").
F13 Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.