Robert B. Atwell - Dec 10, 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
Director
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Robert B. Atwell
Stock symbol
NIC
Transactions as of
Dec 10, 2024
Transactions value $
-$488,117
Form type
4
Date filed
12/11/2024, 03:36 PM
Previous filing
Dec 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $372K +7.61K +23.18% $48.85 40.4K Dec 10, 2024 Direct
transaction NIC Common Stock Sale -$860K -7.61K -18.82% $113.00 32.8K Dec 10, 2024 Direct
transaction NIC Common Stock Gift $0 -1K -3.05% $0.00 31.8K Dec 11, 2024 Direct
holding NIC Common Stock 0 Dec 10, 2024 By 401(k) Plan
holding NIC Common Stock 268 Dec 10, 2024 by Nicolet National Bank Deferred Compensation Plan For Non-employee Directors
holding NIC Common Stock 150 Dec 10, 2024 Son's UTMA Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -7.61K -6.76% $0.00 105K Dec 10, 2024 Common Stock 7.61K $48.85 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The nonqualified options fully vested as of May 16, 2022. The non-qualified options are exercisable as to 105,000 shares as of the date of this report.