Francis G. O'Neill - Nov 29, 2024 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Risk Officer
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Nov 29, 2024
Transactions value $
-$16,766
Form type
4
Date filed
12/10/2024, 04:03 PM
Previous filing
Oct 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +454 +8.89% $0.00 5.56K Nov 29, 2024 Direct F1
transaction VOYA Common Stock Tax liability -$16.8K -202 -3.63% $83.00 5.36K Nov 29, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -454 -5.95% $0.00 7.18K Nov 29, 2024 Common Stock 454 Direct F2
holding VOYA Performance Stock Unit 8.43K Nov 29, 2024 Common Stock 8.43K Direct F3
holding VOYA Performance-Based Stock Options 21.4K Nov 29, 2024 Common Stock 21.4K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Risk Officer