Francis G. O'Neill - 29 Nov 2024 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Risk Officer
Signature
/s/ My Chi To, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
29 Nov 2024
Net transactions value
-$16,766
Form type
4
Filing time
10 Dec 2024, 16:03:07 UTC
Previous filing
01 Oct 2024
Next filing
20 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +454 +8.9% $0.000000 5,560 29 Nov 2024 Direct F1
transaction VOYA Common Stock Tax liability $16,766 -202 -3.6% $83.00 5,358 29 Nov 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -454 -6% $0.000000 7,176 29 Nov 2024 Common Stock 454 Direct F2
holding VOYA Performance Stock Unit 8,433 29 Nov 2024 Common Stock 8,433 Direct F3
holding VOYA Performance-Based Stock Options 21,352 29 Nov 2024 Common Stock 21,352 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Risk Officer